The final chapter of A Theory of Justice is concerned with the congruence of the right and the good in a well-ordered society. Another way of expressing the same point is to say that Rawls here attempts to show the relationship between the notion of goodness as rationality and justice as fairness. The overall point is thus to arrive at the view that an effective sense of justice as recognised within the governing of institutions is part of the good that would be rationally endorsed by each one of us.
The first two sections of Chapter IX are concerned with autonomy on the one hand and the idea of social union on the other. In starting with an account of autonomy Rawls wishes to begin by responding to suspicion of the psychological roots of the sense of justice. The basic suspicion he considers is motivated by a kind of psychological reductionism which views the origin of the sense of justice in the morality of authority by which young children are directed as casting suspicion upon the subsequent development of a morality of principles. In response Rawls points out that in the well-ordered society the basic rudiments of education have been governed by application of the principles of justice to the situation of the child. So none of the ideals upheld in the educational process are based on exploiting particular weaknesses or on devaluing the specific potentials of the child in question.
The Kantian interpretation of justice as fairness requires that action on the principles of justice be understood as autonomous action which means that the principles in question express conditions that are defined by the nature of free and rational beings. So the basic guideline for educational practices has to be training for autonomy. Rawls wishes as well to show that autonomy is compatible with objectivity and does this by recourse to the device of the original position. Autonomous principles are chosen there as such principles involve recognition of the contracting parties as free and equal rational beings. The "objectivity" of the principles is stated in the generality of their application which include a sense of them that means they are stated without partiality. So the principles that are chosen in the original position are objective in not including deference to any given persons or treating any particular principle as based only on alleged special considerations.
Part of the point of such an objective mode of appraisal of principles is precisely to remove the barriers to agreement that are attached to specific positions in ordinary non-ideal intercourse. Acceptance of the principles of right and justice enables relations to others to be defined in terms that are civic rather than merely personal. So the idea of the original position is meant to give sense to both the ideas of autonomy and objectivity. This is a specific kind of view of these values and one that has to defended against other views. So autonomy is not to be understood, as it is often is, simply as respect for the particular conscience of any given individual. Rawls' earlier treatment of civil disobedience already demonstrated this feature of his view, a feature that prevents simple dependence on "subjective" views of principles. A conscience can be well or poorly guided and it is poorly guided if it fails to manifest respect for the principles of justice which is why justified civil disobedience was justified precisely by its reference to such principles and not simply by appeal to conscience alone. It is not conscience that is thus respected in the valuation of autonomy, it is rather the personality of the person, their attribute, that is, of being a person that is respected.
So the earlier account of civil disobedience spelled out in Chapter VI of Theory is to be evaluated as specifying in terms of partial compliance theory the ideal conception of autonomy that Rawls is laying out at the beginning of Chapter IX. This is important as it indicates that autonomy is not to be viewed, in terms of justice as fairness, as a mere reference to either conscience or, with this, to reliance upon the virtue of integrity. Appeal to integrity has, as Rawls puts it here, great appeal in times of moral uncertainty where it appears to define a bed-rock value. Whilst Rawls indicates that such virtues are part of the excellence of free persons they are far from socially sufficient precisely due to the way they define virtues without reference to a contentful sense of life. It is only by reference to a kind of conception of what life one should live that the virtues of integrity define anything but it is then the case that this conception gives the value rather than the integrity of commitment taken alone.
Rawls arrives next at the point that the two principles of justice define what he terms "an Archimedean point" for appraising institutions as well as the desires and aspirations that institutions generate. Because we can refer to these principles we do not need to define an ideal of society by reference to principles of organic unity or by some sense of a pre-lapsarian past. However the objections to the general theory that Rawls presents have tended to insist on a sense of communitarian value that it is argued the allegedly "individualistic" bias of his theory does not allow recognition of. In response, in section 79, Rawls turns to elaborating a conception of social union that is meant to show that the congruence of the right and the good can define a well-ordered society in such a way that this society would recognise the achievement of the good of community.
In setting out a conception of social union that is meant to capture this sense of the good of community Rawls begins by reminding us of the conditions of the original position. A central aspect of the original position was that the parties know that they are subject to the circumstances of justice. Amongst such circumstances are the plurality of conceptions of the good amongst participants in the original position. This ensures that there is a potential conflict amongst participants as well as a unity of interest. Having reminded us of this plurality of conceptions as part of the circumstances of justice Rawls goes on to discuss how the relation between this fact and the conflicting one of the unity of interest of members of the agreement can be recognised in distinct ways by different positions. In making this point Rawls thus intends to draw an important contrast between the conception of justice as fairness and a key competing position.
The central idea that governs the way the original position is viewed by justice as fairness is that we begin from "the weakest possible" assumptions. The conditions are defined in ways that are "simple and reasonable" but the collision between interests is assumed to be great initially with the result that the way to resolve the conflict requires a comprehensive theory. Having specified the conditions of the original position in this way Rawls now contrasts the conception of it that is embodied in justice as fairness with a key rival view. The rival view is one that takes the basic structure of society as defined by the conditions that are fed only in to the original position by justice as fairness. On this conception we arrive at a notion that Rawls terms that of a "private society". Key to such a notion of society is that the entities that comprise it (whether individual persons or social groups) are assumed to have ends that are either competing or independent but not, in any event, complementary. A second element of the notion of "private society" is that institutions are taken to have no special value in themselves so that engaging with institutions is really a burden only undertaken for the realisation of private ends. The good of others is never taken as a prime datum for any actor.
On the conception of "private society" it follows that division of advantages is simply a function of power and strategic positioning. It is not impossible that a fair outcome might arise within such a set-up though it would be fortunate if it does so. Public goods will be valued largely instrumentally and relations judged in terms of the prices put upon them as in a market mechanism. The stability of such a society will rest primarily on effective use of sanctions. Once the idea of such a society is specified it becomes apparent that the alleged "individualism" of justice as fairness is not of the sort that endorses private social arrangements. And this is shown in the commitment of justice as fairness to the conception of goodness as rationality.
On the view of goodness as rationality it follows that there are shared final ends that are possessed by persons and that common institutions express these ends. One of the reasons why this view flows from the idea of goodness as rationality is that individual potentialities are always greater than can be expressed so that each of us has, of necessity, to limit themselves in terms of what talents we choose to exercise. It is only through social union that we can participate in the total sum of the realised natural assets of others. This occurs both over time and within each generation. There are many forms of social union from families and friendships up to organisations that prosecute particular aims of scientific and artistic relations. However Rawls uses the example of a game to draw out the basic characteristics of social unions. With a game there are four sorts of ends: there is the end of the aim of the game as defined by its rules; the end of the motives of the particular participants including desire for exercise, etc. motives which can vary in weight and intensity for each participant; the social purposes of the game which may be little attended to by participants but evident to a third-party observer; and the shared end of all involved that this should be a "good" game. The last point is one that can only be reached by general compliance with the rules (the aim of the game) and by the players all playing their best. So the game is, in the broad sense, a collective achievement.
The notion of the shared end with which Rawls concludes his analysis of a game does not imply that in social unions all wish for the same thing (any more than they do in a game since most games are competitive!). It is rather meant to define an agreed scheme of conduct so that each can relate to the others by means of it. Games are a simple illustration of a general point about social unions and a well-ordered society is not merely one social union amongst others but is rather the type of the social union of social unions. This is because it includes two characteristic features that are central to it. On the one hand it is a shared final end of all members of society and on the other its institutional forms are taken to have intrinsic value. So it defines the two central forms of goodness: it is both finally good and intrinsically good.
The well-ordered society is finally good in defining a shared end of mutual cooperation which arises from every member of the society having an effective sense of justice. This sense of justice defines a regulative condition for all and thus defines finality in a moral sense. The intrinsic good of the institutions involved is a more complicated matter. Firstly, the Kantian interpretation of justice as fairness requires us to say that upholding just institutions is a good for each member of the society. But, further, the Aristotelian Principle holds also for institutional forms and shows that a just constitutional order provides a framework for all smaller and more closely defined social unions. Each person understands the first principles that govern the whole scheme and the plan of each is given a wider vista than it would otherwise possess. The regulative public intention is that the constitutional order should realise the principles of justice. The collective activity thus engaged in defines a form of Aristotelian Principle.
The next point is that the moral virtues, excellences of persons, would be displayed in the public life of a well-ordered society. This shows, as Rawls puts it, that "the collective activity of justice is the preeminent form of human flourishing". So the public realisation of justice would define the value of community, the point that, at the beginning of section 79, Rawls wished to show. This does not mean, as Rawls concludes the section by demonstrating, that the ideal social union would abolish the division of labour. One of the reasons why it would not is that the ideal social order would express our dependence on others not try to overcome this. Similarly it is not going to be possible that any individual become an exemplar of all virtues or talents. It is rather the collective activity of society that is to become the overall good of each of its members. So the just social union of social unions would define not an abolition of separation of labour but rather a way in which the activities of each can come to manifest themselves in ways that enrich all.
Showing posts with label Aristotelian Principle. Show all posts
Showing posts with label Aristotelian Principle. Show all posts
Friday, 25 May 2012
Wednesday, 25 April 2012
Rawls on Moral Psychology (I)
The previous posting on Rawls looked at the opening of Chapter VIII of A Theory of Justice and, in the process, made some assessments about the structure of the last part of the work. As I discussed there the central subject of Chapter VIII is Rawls' discussion of how moral psychology provides a basis for the claimed stability of justice as fairness and in this posting I'll begin to look at Rawls' argument to this effect by focusing on sections 70-72 of Chapter VIII.
In these sections Rawls sketches "the course of moral development as it might occur in a well-ordered society realising the principles of justice as fairness". In doing so Rawls draws on an idealised conception that owes something to Piaget's conception of child development but also aims to combine in a certain way the empiricist and rationalist views of moral development that were contrasted in section 69. So the first stage, termed by Rawls the "morality of authority", draws on the empiricist notion that the primitive basis for moral conceptions in childhood arises in a manner that is principally external to the child. In presenting this in terms of the structure of a well-ordered society Rawls assumes that such a society will include the family "in some form" though he also appears not to think that if other arrangements for child care existed that this would affect the account given. One of the points that shows how much the description of this "morality of authority" relates to the empiricist tradition is Rawls' claim that the child "lacks the concept of justification altogether" a claim that will ensure that the early way morality is transmitted matches the view that there are "missing motives" in children as outlined by Rawls in section 69.
The question that animates the account of the morality of authority that Rawls gives concerns the affective bond between the child and its parents and is formulated according to a psychological principle that is also described by Rawls as a "law" and is stated as follows: "the child comes to love the parents only if they manifestly first love him". This conception belongs not to the "empiricist" tradition but to the "rationalist" one and is cited as paralleling a similar claim in Rousseau. The child's actions are hereby viewed as founded on initial motivations provided by instincts and desires with the possible regulation of these by a general notion of self-interest. To relate to others with love is thus not taken to be an immediate option for the child but rather to arise for it through a process of recognition of the way the child is cared for and how it benefits from the care in question being founded on an expression of love. This is a complicated form of recognition, especially for someone who "lacks" the concept of justification so it is instructive to see how Rawls understands the arrival of it.
Love is said by Rawls to be "displayed" by the parents by means of their showing pleasure in the presence of the child and supporting its sense of competence, and, even more importantly, its self-esteem. The centrality of this latter point is further emphasised when Rawls adds his basic description of what it is to love another, which is not only to be concerned with the wants and needs of this other but also "to affirm the sense of the worth of his own person". It is by means of this nurturing of a sense of worth within the person of the child that the parent makes it possible for the child to respond to the parent with a matching affective disposition that we can term its sense of a love for its parent. It is crucial to this explanation that the child's love for its parents is not couched in a merely instrumental sense as it would have been if the child was still operating at the first level of its relation to motives and inclinations. This is why Rawls terms the recognition of love in the child the arrival of "a new affection".
Having stated this initial "psychological law" Rawls goes on to analyse it into its elements. They include the sense that the child has of appreciation for its own sake, that the affective response of parents towards it is an unconditional one and the learning of the child to trust its parents. On the basis of the trust displayed the child is encouraged to expand its own sense of its potential and it is partly through this expanded sense of potential that the child comes to have deeper relations to those who permit this expanded potential to develop.
However up to this point Rawls has not yet described the "morality" of the situation in terms of how the child comes to have moral conceptions based on its affective relations and the sense of this requires that the trust the child has shown in the parents be extended to the view that precepts that they require the child to act in accord with are internalised by the child. The internalisation of these precepts is based, at least partly, on an imitative relation to powerful figures who are assumed to have the ability to control the environment. Since the child's desires extend beyond the realm judged appropriate for the exercise of them it follows that the child has to learn limits of what is acceptable conduct. The constraints embedded in these precepts are only taken as ones to be guided by on the basis, however, of the affective bond the child has formed with its carers. This affective bond even leads to the child freely confessing to violations of precepts stated by the carers and the development of feelings of guilt when the child behaves in ways that the precepts declare unacceptable. In stating things this way Rawls binds in to the relationship between the child and its carer a conception of trust that has within it a reciprocity and this reciprocity requires the child to acknowledge the precepts as binding on its behaviour in result of the affective bond. Hence the affective bond of love and trust includes within it the potential for the development of guilt as a consequence of violation of trust where such violation is interpreted through the breaking of precepts stated by the carers.
There are initial problems at the stage of the morality of authority in ensuring that what is really being learnt are the basis of the moral precepts being stated since it is possible that the child responds as it does purely on the grounds of fear or anxiety concerning the withdrawal of affection that results from breaking of the precepts by which it has implicitly accepted it should be governed. It is a part of moral development for such fear or anxiety to be distinguished, at least gradually, by the child from the understanding of justified guilt as built in the affective bond. There are conditions that Rawls specifies which make it more favourable that the child will learn the distinctions required and thus become moralised. These include the sense the child is really loved by its parents, that they state clear and intelligible rules to the child and give reasons for them. The parents should also be seen to be governed themselves by the precepts they state. The morality of authority has truly come to be accepted when the child can be seen to behave in accordance with its precepts even when there is no evident prospect of rewards or punishments arising from violations of it.
The "morality of authority" assumes that the general basis of the precepts stated remain beyond the reach of the child's understanding and the prime virtues that it states are ones of obedience and fidelity to authority. When at this stage of development questioning is not a virtue for the newly moralised person.
The "morality of authority" is subsequently distinguished by Rawls from the second stage of moral development which is termed by him the "morality of association". This notion can cover a wide range of cases up to a relation to the national community. The morality here is one that is governed by what is taken to be appropriate to the role within the group in question that the person involved has. These include common sense rules adjusted to the position in question which are expressed by figures of authority within the association but also by the peers the person finds within the association. It is thus a mutually reinforcing system of organisation. An older child relates to the family in this way and the family can be seen as a basic model for how associations work. Just as being a good son or brother is a specific role so also is being a good student or a good sport. Similarly in adult life there are appropriate conceptions of what is fitting for a husband, friend or citizen. As development takes place there follows, as Rawls puts it, "finer moral discriminations".
So the morality of associations is a morality of ideals in which exemplary notions of roles are taken to be regulative of behaviour. It requires an understanding of cooperation and the acceptance that others have to be engaged with, not least through a process of accepting that they have different motivations and that it is legitimate that they should have. Accepting this in its turn indicates a sense of what beliefs and views govern the conduct of others and thus such a form of morality requires us to view others as governed by what we term a general "mindedness". It is obviously insufficient simply to see this as our own behaviour has to be modified by the recognition of it.
Rawls' point is that this "morality of association" has to be learnt by children and that it is, at least initially, difficult for them. Not least difficult here is the second level of recognition that is required for being inducted into this type of morality, one that comes subsequent to the recognition of the love of the child's parents. This second recognition is of "the person of others". How well the person of others is perceived affects the moral sensibility of the child and part of the development of this sensibility concerns how the child can engage with others to ensure that mutual aid is the product. This requires arts of persuasion to be learnt. Just as the key question of the first stage concerned the reciprocity of love in the child's first relationships so the key question of this stage concerns the trust required for associations to be effectively operative. Simply participating in an association produces a certain level of mutual interaction and this calls on a sense of fellow feeling that is akin to that expressed in the first "law" of moral psychology that Rawls stated. The means by which this second type of attachment takes place reflects a second "law" that works by means of those already present within the group effectively teaching the child the right way to relate within it.
The ties that arise from the fellow feeling thus produced have the same type of affective effect as the reciprocal love involved in engagement with the child's parents. These ties produce, that is, engagements of trust and associated guilt with regard to lapses that affect such trust. So expectations are tied in to associations and failure to live up to them may even merit expulsion from the association. The general structure here is much as it was with parents: certain "natural" attitudes are adopted and on the basis of these moral feelings develop. Mutual benefits are assumed within associations and moral exemplars govern the place each has within them. The Aristotelian Principle further explains the phenomena of enjoyment of the abilities of others within such associations and the desire to emulate their accomplishments. In this sense the account of "excellencies" in Chapter VII can be seen to be part of the general relations that take place in associations.
The virtues of the morality of association are focused not, as was the case with the morality of authority, on obedience but rather on cooperation and the seat of the general desire for justice can be seen here as can the virtues of integrity and impartiality. By contrast the vices here outlawed concern not questioning but rather dishonesty and prejudice.
The third stage of moral development that Rawls considers is that of "the morality of principles". Within the morality of association, as we have seen, there is the growth of a sense of justice and with this a sense of a clear basic relationship to principles. This requires within associations that persons hope to have their conduct viewed as acceptable by wider groups than those with whom they have an immediate affective relation. Now, in a well-ordered society, principles govern the general public conduct of the way that associations fit into the society as a whole. This points to a third psychological law. This states: "once the attitudes of love and trust, and of friendly feelings and mutual confidence, have been generated in accordance with the two preceding psychological laws, then the recognition that we and those for whom we care are the beneficiaries of an established and enduring just institution tends to engender in us the corresponding sense of justice".
So the development of the general sense of justice that has emerged from the previous levels of moral engagement produces a relationship to principles. This sense of justice is manifested in two ways. On the one hand, the institutions from which we have benefited are ones that we want to do our part in maintaining. On the other hand, a willingness to work for justice in relation to institutions in terms of the perfectibility of these arises which extends beyond those which we have benefited from. The sense of justice carries with it, as a consequence of the third psychological law, an inherent tendency towards guilt if the propensities it encourages are not followed and especially if they are openly violated. At this stage we arrive at moral sentiments that are no longer governed by the particular circumstances of our own background and thus become, in a sense, independent of us.
This does not entail that natural relationships are thereby abandoned as moral sentiment has already been invested in these and betrayal of such investment would still be real for us. However, whilst this is so, there is here a new arena for moral sentiments that is not confined within the patterns of given particular relationships. The animating question of this form of morality concerns how it is possible for principles to be related to in an affective manner. Rawls replies to this question in terms of reference to how principles are capable of defining agreed forms of human interests. But to this prudential conception of a basis for principles Rawls also adds the anthropological claim that there exists such a thing as a benevolent disposition towards others. This disposition is described by him as "the love of mankind" and, whilst such a description defines something that could only be the basis of supererogatory relations to others it is taken to underpin the way the sense of justice becomes extended beyond particular concerns.
Finally the Kantian interpretation of justice as fairness shows the latter to be the central social way in which free and equal rational beings relate to each other. It defines, as Kant would put it in Religion within the Limits of Reason Alone, the summum bonum. Rawls' view of this continues to pay homage to the device of the original position as it was the use of this that pointed to the basis of selection of the principles of justice. As he puts this now: "Being governed by these principles means that we want to live with others on terms that everyone would recognise as fair from a perspective that all would accept as reasonable".
The morality of principles is described in two forms, one that relates to the sense of justice and the other to the love of mankind. The latter is supererogatory whilst the former is not and the split between them stated here reflects an attitude similar to that behind Kant's separation of right from virtue in The Metaphysics of Morals. The morality of principles is the last stage of moral development and is meant to be encompassing of the virtues recognised in the earlier stages and also to provide the settings within which the previous forms of morality find their ultimate justification. The morality of the love of mankind is not an ultimate morality for most people in daily conduct but defines instead something like a code for saints whilst the morality of right is the basic requirement for living in a well-ordered society.
In these sections Rawls sketches "the course of moral development as it might occur in a well-ordered society realising the principles of justice as fairness". In doing so Rawls draws on an idealised conception that owes something to Piaget's conception of child development but also aims to combine in a certain way the empiricist and rationalist views of moral development that were contrasted in section 69. So the first stage, termed by Rawls the "morality of authority", draws on the empiricist notion that the primitive basis for moral conceptions in childhood arises in a manner that is principally external to the child. In presenting this in terms of the structure of a well-ordered society Rawls assumes that such a society will include the family "in some form" though he also appears not to think that if other arrangements for child care existed that this would affect the account given. One of the points that shows how much the description of this "morality of authority" relates to the empiricist tradition is Rawls' claim that the child "lacks the concept of justification altogether" a claim that will ensure that the early way morality is transmitted matches the view that there are "missing motives" in children as outlined by Rawls in section 69.
The question that animates the account of the morality of authority that Rawls gives concerns the affective bond between the child and its parents and is formulated according to a psychological principle that is also described by Rawls as a "law" and is stated as follows: "the child comes to love the parents only if they manifestly first love him". This conception belongs not to the "empiricist" tradition but to the "rationalist" one and is cited as paralleling a similar claim in Rousseau. The child's actions are hereby viewed as founded on initial motivations provided by instincts and desires with the possible regulation of these by a general notion of self-interest. To relate to others with love is thus not taken to be an immediate option for the child but rather to arise for it through a process of recognition of the way the child is cared for and how it benefits from the care in question being founded on an expression of love. This is a complicated form of recognition, especially for someone who "lacks" the concept of justification so it is instructive to see how Rawls understands the arrival of it.
Love is said by Rawls to be "displayed" by the parents by means of their showing pleasure in the presence of the child and supporting its sense of competence, and, even more importantly, its self-esteem. The centrality of this latter point is further emphasised when Rawls adds his basic description of what it is to love another, which is not only to be concerned with the wants and needs of this other but also "to affirm the sense of the worth of his own person". It is by means of this nurturing of a sense of worth within the person of the child that the parent makes it possible for the child to respond to the parent with a matching affective disposition that we can term its sense of a love for its parent. It is crucial to this explanation that the child's love for its parents is not couched in a merely instrumental sense as it would have been if the child was still operating at the first level of its relation to motives and inclinations. This is why Rawls terms the recognition of love in the child the arrival of "a new affection".
Having stated this initial "psychological law" Rawls goes on to analyse it into its elements. They include the sense that the child has of appreciation for its own sake, that the affective response of parents towards it is an unconditional one and the learning of the child to trust its parents. On the basis of the trust displayed the child is encouraged to expand its own sense of its potential and it is partly through this expanded sense of potential that the child comes to have deeper relations to those who permit this expanded potential to develop.
However up to this point Rawls has not yet described the "morality" of the situation in terms of how the child comes to have moral conceptions based on its affective relations and the sense of this requires that the trust the child has shown in the parents be extended to the view that precepts that they require the child to act in accord with are internalised by the child. The internalisation of these precepts is based, at least partly, on an imitative relation to powerful figures who are assumed to have the ability to control the environment. Since the child's desires extend beyond the realm judged appropriate for the exercise of them it follows that the child has to learn limits of what is acceptable conduct. The constraints embedded in these precepts are only taken as ones to be guided by on the basis, however, of the affective bond the child has formed with its carers. This affective bond even leads to the child freely confessing to violations of precepts stated by the carers and the development of feelings of guilt when the child behaves in ways that the precepts declare unacceptable. In stating things this way Rawls binds in to the relationship between the child and its carer a conception of trust that has within it a reciprocity and this reciprocity requires the child to acknowledge the precepts as binding on its behaviour in result of the affective bond. Hence the affective bond of love and trust includes within it the potential for the development of guilt as a consequence of violation of trust where such violation is interpreted through the breaking of precepts stated by the carers.
There are initial problems at the stage of the morality of authority in ensuring that what is really being learnt are the basis of the moral precepts being stated since it is possible that the child responds as it does purely on the grounds of fear or anxiety concerning the withdrawal of affection that results from breaking of the precepts by which it has implicitly accepted it should be governed. It is a part of moral development for such fear or anxiety to be distinguished, at least gradually, by the child from the understanding of justified guilt as built in the affective bond. There are conditions that Rawls specifies which make it more favourable that the child will learn the distinctions required and thus become moralised. These include the sense the child is really loved by its parents, that they state clear and intelligible rules to the child and give reasons for them. The parents should also be seen to be governed themselves by the precepts they state. The morality of authority has truly come to be accepted when the child can be seen to behave in accordance with its precepts even when there is no evident prospect of rewards or punishments arising from violations of it.
The "morality of authority" assumes that the general basis of the precepts stated remain beyond the reach of the child's understanding and the prime virtues that it states are ones of obedience and fidelity to authority. When at this stage of development questioning is not a virtue for the newly moralised person.
The "morality of authority" is subsequently distinguished by Rawls from the second stage of moral development which is termed by him the "morality of association". This notion can cover a wide range of cases up to a relation to the national community. The morality here is one that is governed by what is taken to be appropriate to the role within the group in question that the person involved has. These include common sense rules adjusted to the position in question which are expressed by figures of authority within the association but also by the peers the person finds within the association. It is thus a mutually reinforcing system of organisation. An older child relates to the family in this way and the family can be seen as a basic model for how associations work. Just as being a good son or brother is a specific role so also is being a good student or a good sport. Similarly in adult life there are appropriate conceptions of what is fitting for a husband, friend or citizen. As development takes place there follows, as Rawls puts it, "finer moral discriminations".
So the morality of associations is a morality of ideals in which exemplary notions of roles are taken to be regulative of behaviour. It requires an understanding of cooperation and the acceptance that others have to be engaged with, not least through a process of accepting that they have different motivations and that it is legitimate that they should have. Accepting this in its turn indicates a sense of what beliefs and views govern the conduct of others and thus such a form of morality requires us to view others as governed by what we term a general "mindedness". It is obviously insufficient simply to see this as our own behaviour has to be modified by the recognition of it.
Rawls' point is that this "morality of association" has to be learnt by children and that it is, at least initially, difficult for them. Not least difficult here is the second level of recognition that is required for being inducted into this type of morality, one that comes subsequent to the recognition of the love of the child's parents. This second recognition is of "the person of others". How well the person of others is perceived affects the moral sensibility of the child and part of the development of this sensibility concerns how the child can engage with others to ensure that mutual aid is the product. This requires arts of persuasion to be learnt. Just as the key question of the first stage concerned the reciprocity of love in the child's first relationships so the key question of this stage concerns the trust required for associations to be effectively operative. Simply participating in an association produces a certain level of mutual interaction and this calls on a sense of fellow feeling that is akin to that expressed in the first "law" of moral psychology that Rawls stated. The means by which this second type of attachment takes place reflects a second "law" that works by means of those already present within the group effectively teaching the child the right way to relate within it.
The ties that arise from the fellow feeling thus produced have the same type of affective effect as the reciprocal love involved in engagement with the child's parents. These ties produce, that is, engagements of trust and associated guilt with regard to lapses that affect such trust. So expectations are tied in to associations and failure to live up to them may even merit expulsion from the association. The general structure here is much as it was with parents: certain "natural" attitudes are adopted and on the basis of these moral feelings develop. Mutual benefits are assumed within associations and moral exemplars govern the place each has within them. The Aristotelian Principle further explains the phenomena of enjoyment of the abilities of others within such associations and the desire to emulate their accomplishments. In this sense the account of "excellencies" in Chapter VII can be seen to be part of the general relations that take place in associations.
The virtues of the morality of association are focused not, as was the case with the morality of authority, on obedience but rather on cooperation and the seat of the general desire for justice can be seen here as can the virtues of integrity and impartiality. By contrast the vices here outlawed concern not questioning but rather dishonesty and prejudice.
The third stage of moral development that Rawls considers is that of "the morality of principles". Within the morality of association, as we have seen, there is the growth of a sense of justice and with this a sense of a clear basic relationship to principles. This requires within associations that persons hope to have their conduct viewed as acceptable by wider groups than those with whom they have an immediate affective relation. Now, in a well-ordered society, principles govern the general public conduct of the way that associations fit into the society as a whole. This points to a third psychological law. This states: "once the attitudes of love and trust, and of friendly feelings and mutual confidence, have been generated in accordance with the two preceding psychological laws, then the recognition that we and those for whom we care are the beneficiaries of an established and enduring just institution tends to engender in us the corresponding sense of justice".
So the development of the general sense of justice that has emerged from the previous levels of moral engagement produces a relationship to principles. This sense of justice is manifested in two ways. On the one hand, the institutions from which we have benefited are ones that we want to do our part in maintaining. On the other hand, a willingness to work for justice in relation to institutions in terms of the perfectibility of these arises which extends beyond those which we have benefited from. The sense of justice carries with it, as a consequence of the third psychological law, an inherent tendency towards guilt if the propensities it encourages are not followed and especially if they are openly violated. At this stage we arrive at moral sentiments that are no longer governed by the particular circumstances of our own background and thus become, in a sense, independent of us.
This does not entail that natural relationships are thereby abandoned as moral sentiment has already been invested in these and betrayal of such investment would still be real for us. However, whilst this is so, there is here a new arena for moral sentiments that is not confined within the patterns of given particular relationships. The animating question of this form of morality concerns how it is possible for principles to be related to in an affective manner. Rawls replies to this question in terms of reference to how principles are capable of defining agreed forms of human interests. But to this prudential conception of a basis for principles Rawls also adds the anthropological claim that there exists such a thing as a benevolent disposition towards others. This disposition is described by him as "the love of mankind" and, whilst such a description defines something that could only be the basis of supererogatory relations to others it is taken to underpin the way the sense of justice becomes extended beyond particular concerns.
Finally the Kantian interpretation of justice as fairness shows the latter to be the central social way in which free and equal rational beings relate to each other. It defines, as Kant would put it in Religion within the Limits of Reason Alone, the summum bonum. Rawls' view of this continues to pay homage to the device of the original position as it was the use of this that pointed to the basis of selection of the principles of justice. As he puts this now: "Being governed by these principles means that we want to live with others on terms that everyone would recognise as fair from a perspective that all would accept as reasonable".
The morality of principles is described in two forms, one that relates to the sense of justice and the other to the love of mankind. The latter is supererogatory whilst the former is not and the split between them stated here reflects an attitude similar to that behind Kant's separation of right from virtue in The Metaphysics of Morals. The morality of principles is the last stage of moral development and is meant to be encompassing of the virtues recognised in the earlier stages and also to provide the settings within which the previous forms of morality find their ultimate justification. The morality of the love of mankind is not an ultimate morality for most people in daily conduct but defines instead something like a code for saints whilst the morality of right is the basic requirement for living in a well-ordered society.
Monday, 23 April 2012
Rawls and the Good for Persons
In my last posting on Rawls I addressed the first half of Chapter VII of A Theory of Justice which focused on the kind of view of practical reason that emerged from it. In this posting, by contrast, I want to look at the second half of Chapter VII where, essentially, Rawls addresses topics concerned with the good for persons, a topic that emerges out of the previous discussion of practical reason.
In section 66, Rawls directly discusses the definition of the good for persons, prior to going on to focus on some excellencies and deficiencies of valuation later and concludes the chapter with some summary differences about the role of the notion of the "good" compared to that of the right. So the unity of the second half of the chapter is clearly focused on filling in the "thin" theory of the good and arriving at a "full" theory of it. At the beginning of section 66 Rawls summarises what has been achieved by the previous half of the chapter as indicating that a person's good involves the successful execution of a rational plan of life. Having arrived at this notion it is now possible to introduce, as Rawls puts it, "further definitions".
The primary goods that have been referred to throughout Theory are now described as goods that it would be rational to want whatever else is wanted and to be presupposed within the original position. They are explained essentially by the "thin" theory of the good and include liberty, opportunity, income, wealth, and self-respect, the latter of which has a special place here. The general theory of goodness as rationality is taken to account for these primary goods as arising from the account of practical reason previously given. However, Rawls now points out that the conception of reason that has guided his account is one that is regarded with some suspicion by some philosophers, particularly on the grounds that it provides only an instrumental conception of value and thus does not suffice to account for the notion of "moral worth", the very notion that Kant is particularly concerned with in Groundwork I.
Rawls' view is that if we apply the thin theory directly to the account of moral worth then we will indeed arrive at only an instrumental conception of goodness but that the thin theory is only meant to provide "part" of the description of the original position. We have, that is, to develop our account of the good in order to arrive at an account of moral worth, moving from the "thin" theory to the "full" theory. The first way of making this move that Rawls identifies is concentration on basic roles and positions, taking the example of the notion of the "citizen". If we identity key elements of what is involved in the notion of the citizen this would be one route to a view of the good person since the good person would be someone who particularly exemplified the role in question. This could be seen by thinking of the reasons other citizens would have to see the good person in this way. Having begun on this track the second logical move is to see the "good person" as representing a general or average assessment so that the idea of a good person can be extended beyond the specific starting point. Finally, there can be seen to be properties that a person occupying particular social roles would be desired to possess generally and then to assess these broad properties as ones that it would be rational to endorseas dispositively to be encouraged.
These three different accounts of how we could arrive at a conception of the good person are considered by Rawls and the third, which Rawls indicates he derived to an extent from Thomas Scanlon, is specifically taken to be valuable. But Rawls confesses that there would be difficulties in filling in this idea of a "good person", so considered. Firstly the point of view from which the properties in question are selected has to be identified. It surely includes, Rawls thinks, a sense of the virtues as classically considered. Representative people in a society will want a fair demonstration of virtuous action as underpinning the right institutions in the right way. However there are also, as Kant would say, "talents" that it is a good idea to encourage the development of although such talents still need to be regulated by a sense of justice in those who possess them. 'Talents' broadly considered are natural assets and have to be distinguished from virtues properly so called.
The "good person" then has moral worth due to possessing, in a higher degree than is normal, features of moral character that it would be rational for all to want to be manifested in action. This provides us with a generic sense of moral worth to be placed alongside the theory of justice and the thin theory of the good. However getting this sense of moral worth is not equivalent to a full theory of the good. Rather such a full theory requires as well a clearer sense of what the good generically consists in and its sub-parts. So Rawls defines "good action" in the general sense as an act "performed for the sake of the other person's good". This account of goodness thus presupposes the general sense of the good as being benevolence perhaps because such guided action is thought of as the most natural way that we leave behind the specific sphere of pursuing our own rational ends and relating to others. Such a conception also has the attraction of making clearer than many others in what supererogation consists, namely, an act "which a person does for the sake of another's good even though the proviso that nullifies the natural duty is satisfied". In other words, a kind of good act that is undertaken at potential cost to our own interests.
A complete sense of "rightness as fairness", the notion that is implicitly supposed here, would require, as Rawls confesses, some view of "reasonable self-interest" as defined from the original position and work outwards from there but this is not here provided. What does arise from the brief generic view of the good that has been given is a set of distinctions that provide a rudimentary theory of vice. So Rawls distinguishes between unjust, bad and evil persons taking the first two to relate themselves to aims that are in themselves legitimate but to use them in an excessive way. Hence the "unjust" person, on this conception, seeks dominion for the sake of wealth and security when wealth and security are, in themselves, legitimate ends. Similarly, the "bad" person is one who wishes for arbitrary power as they have an excessive desire for ends that again are fine in themselves such as the esteem of others and a sense of self-command. So the "unjust" and "bad" persons on this picture are seen in an essentially Aristotelian way as over-stepping the mean in relation to ends. By contrast, the "evil" person delights in the humiliation of others for its own sake, an end that could never be legitimate thus leaving behind real intercourse with others.
Having given this generic account of virtue and vice in section 66 Rawls turns, in section 67, to an analysis of some specific elements of the full theory of the good. The first concentration here is on the primary good of self-respect, a good already referred to as having a specific status that is higher than other primary goods. The conception of goodness as rationality is intended to show why self-respect has such a high status. Two reasons are essentially picked out for this status existing. On the one hand, self-respect underpins any sense of a rational plan of life as worth pursuing. On the other hand, it implies confidence in the ability to carry out such a plan. Hence if rational plans of life are to be nourished at all the primary good of self-respect has to be encouraged and taken, within the original position, as a central value that the basic structure should underpin.
The first of the two parts of self-respect, the sense of plans worth pursuing, is developed by means of ensuring that such plans relate to the Aristotelian Principle and that our person and deeds are confirmed by others and that association with others is grounded in shared esteem. One of the ways the relation of such shared esteem is emphasised in practice is through the development of talents that require intricate appreciation. Anyone who can display talents that do this is more likely thereby to appreciate the achievements of others. As Rawls puts this point:
The general problem that could be raised with this would be that such development cannot be one realised across the society. However Rawls understands the condition given here to be met if there are associations within which such appreciations can be developed and which therefore will be supportive of separate types of talents.
There is no general principle of perfection that is taken to be endorsed within the basic structure. Rather such a principle has earlier been rejected as unfitting for such a role and hence the diversity of talents is, by contrast, essential to the way that the plurality of goods is assumed within the society. Having laid out the general sense of self-respect and how it is to be understood Rawls next turns to the relationship between it and both "excellencies" and shame.
Shame is introduced at this point as it is understood by Rawls as the feeling of injury to self-respect. It implies, on this view, a particularly intimate connection to our person and to those who are especially close to us. However this definition of shame is not where Rawls leaves its discussion as he turns to giving an account of the reasons why shame is so understood. In order to do so Rawls develops his account of "excellencies" as shame will subsequently be related to this. Rawls thus distinguishes between goods that are primarily good for the one possessing them on the one hand and goods that are good for others as well as the one possessing them on the other. Exclusive goods that are owned only by certain persons are mainly understood to be belong in the former class whilst "natural assets and abilities" including such things as beauty and intelligence are in the latter class. People join together in appreciation of the latter class of goods and they are what Rawls terms the "excellencies". For the one possessing them they enable a sense of mastery in relation to activities to develop but they are also appreciated and valued by others and are thus, as Rawls puts it, "a condition of human flourishing".
Having outlined this account of the "excellencies" Rawls now returns to his account of shame and describes "natural" shame as arising from failure to exercise or display the excellencies. On these grounds one type of shame is manifested with regard to appearing to others to be lacking in grace or slow in understanding. Even should these qualities not be voluntary they affect self-respect and this is the basis for them producing shame. Rawls thus describes what he calls "natural" shame as based on perceived "blemishes" in the person experiencing it. Such shame relates either to generally valued qualities which we seem deficient in or, more especially, to failures with regard to our adopted rational plans.
However, interesting as Rawls' view of "natural" shame is, it is but a prolegomenon to his description of "moral" shame. This arises from combining the previous account of the "good person" with the account of "natural" shame. Someone is liable to "moral" shame inasmuch as the excellencies they particularly value are moral ones. So actions that betray the absence of the moral attributes so valued produce moral shame and a sense of a diminished self. There are a couple of grounds for this. The first is that the Kantian interpretation of the original position leads us to the view that the desire to do what is right and just is the main way for persons to express their nature and, similarly, from the Aristotelian Principle, it follows that this expression of their nature is a fundamental part of their sense of the good.
Rawls subsequently spends some time distinguishing between shame and guilt but the essential difference for him is that guilt is appropriately felt when someone acts contrary to their sense of right whilst shame indicates a failure of self-command. It is the inability to carry out aims that seem to us worthwhile that is productive of moral shame.
In the final section of Chapter VII Rawls turns to a series of contrasts between the right and the good, contrasts that illuminate the distinct places of these notions within his conception. The first difference is that the principles of the right are what would be chosen in the original position whilst the principles of deliberative rationality that are central to pursuit of the good would not be chosen. There is no necessity for an agreement on the principles of rational choice as each person is free to plan their life as they please assuming that their plans are consistent with the principles of justice. The general desire for the primary goods is assumed and that of self-respect taken to be essential to all but there is no need to assume agreement on all the standards of choice with regard to the good. Secondly, pluralism with regard to the good is taken to be a good thing whilst this is not a good thing with regard to the right. There is no need for a publicly accepted judgment of the good of individuals in the way that there is such a need with regard to the right. Thirdly, applications of the principles of justice are restricted by the veil of ignorance whilst evaluations of the good require full reference to facts. The latter is so as the good relates to talents and talents are developed by individuals in distinct ways that cannot be specified in advance.
In section 66, Rawls directly discusses the definition of the good for persons, prior to going on to focus on some excellencies and deficiencies of valuation later and concludes the chapter with some summary differences about the role of the notion of the "good" compared to that of the right. So the unity of the second half of the chapter is clearly focused on filling in the "thin" theory of the good and arriving at a "full" theory of it. At the beginning of section 66 Rawls summarises what has been achieved by the previous half of the chapter as indicating that a person's good involves the successful execution of a rational plan of life. Having arrived at this notion it is now possible to introduce, as Rawls puts it, "further definitions".
The primary goods that have been referred to throughout Theory are now described as goods that it would be rational to want whatever else is wanted and to be presupposed within the original position. They are explained essentially by the "thin" theory of the good and include liberty, opportunity, income, wealth, and self-respect, the latter of which has a special place here. The general theory of goodness as rationality is taken to account for these primary goods as arising from the account of practical reason previously given. However, Rawls now points out that the conception of reason that has guided his account is one that is regarded with some suspicion by some philosophers, particularly on the grounds that it provides only an instrumental conception of value and thus does not suffice to account for the notion of "moral worth", the very notion that Kant is particularly concerned with in Groundwork I.
Rawls' view is that if we apply the thin theory directly to the account of moral worth then we will indeed arrive at only an instrumental conception of goodness but that the thin theory is only meant to provide "part" of the description of the original position. We have, that is, to develop our account of the good in order to arrive at an account of moral worth, moving from the "thin" theory to the "full" theory. The first way of making this move that Rawls identifies is concentration on basic roles and positions, taking the example of the notion of the "citizen". If we identity key elements of what is involved in the notion of the citizen this would be one route to a view of the good person since the good person would be someone who particularly exemplified the role in question. This could be seen by thinking of the reasons other citizens would have to see the good person in this way. Having begun on this track the second logical move is to see the "good person" as representing a general or average assessment so that the idea of a good person can be extended beyond the specific starting point. Finally, there can be seen to be properties that a person occupying particular social roles would be desired to possess generally and then to assess these broad properties as ones that it would be rational to endorseas dispositively to be encouraged.
These three different accounts of how we could arrive at a conception of the good person are considered by Rawls and the third, which Rawls indicates he derived to an extent from Thomas Scanlon, is specifically taken to be valuable. But Rawls confesses that there would be difficulties in filling in this idea of a "good person", so considered. Firstly the point of view from which the properties in question are selected has to be identified. It surely includes, Rawls thinks, a sense of the virtues as classically considered. Representative people in a society will want a fair demonstration of virtuous action as underpinning the right institutions in the right way. However there are also, as Kant would say, "talents" that it is a good idea to encourage the development of although such talents still need to be regulated by a sense of justice in those who possess them. 'Talents' broadly considered are natural assets and have to be distinguished from virtues properly so called.
The "good person" then has moral worth due to possessing, in a higher degree than is normal, features of moral character that it would be rational for all to want to be manifested in action. This provides us with a generic sense of moral worth to be placed alongside the theory of justice and the thin theory of the good. However getting this sense of moral worth is not equivalent to a full theory of the good. Rather such a full theory requires as well a clearer sense of what the good generically consists in and its sub-parts. So Rawls defines "good action" in the general sense as an act "performed for the sake of the other person's good". This account of goodness thus presupposes the general sense of the good as being benevolence perhaps because such guided action is thought of as the most natural way that we leave behind the specific sphere of pursuing our own rational ends and relating to others. Such a conception also has the attraction of making clearer than many others in what supererogation consists, namely, an act "which a person does for the sake of another's good even though the proviso that nullifies the natural duty is satisfied". In other words, a kind of good act that is undertaken at potential cost to our own interests.
A complete sense of "rightness as fairness", the notion that is implicitly supposed here, would require, as Rawls confesses, some view of "reasonable self-interest" as defined from the original position and work outwards from there but this is not here provided. What does arise from the brief generic view of the good that has been given is a set of distinctions that provide a rudimentary theory of vice. So Rawls distinguishes between unjust, bad and evil persons taking the first two to relate themselves to aims that are in themselves legitimate but to use them in an excessive way. Hence the "unjust" person, on this conception, seeks dominion for the sake of wealth and security when wealth and security are, in themselves, legitimate ends. Similarly, the "bad" person is one who wishes for arbitrary power as they have an excessive desire for ends that again are fine in themselves such as the esteem of others and a sense of self-command. So the "unjust" and "bad" persons on this picture are seen in an essentially Aristotelian way as over-stepping the mean in relation to ends. By contrast, the "evil" person delights in the humiliation of others for its own sake, an end that could never be legitimate thus leaving behind real intercourse with others.
Having given this generic account of virtue and vice in section 66 Rawls turns, in section 67, to an analysis of some specific elements of the full theory of the good. The first concentration here is on the primary good of self-respect, a good already referred to as having a specific status that is higher than other primary goods. The conception of goodness as rationality is intended to show why self-respect has such a high status. Two reasons are essentially picked out for this status existing. On the one hand, self-respect underpins any sense of a rational plan of life as worth pursuing. On the other hand, it implies confidence in the ability to carry out such a plan. Hence if rational plans of life are to be nourished at all the primary good of self-respect has to be encouraged and taken, within the original position, as a central value that the basic structure should underpin.
The first of the two parts of self-respect, the sense of plans worth pursuing, is developed by means of ensuring that such plans relate to the Aristotelian Principle and that our person and deeds are confirmed by others and that association with others is grounded in shared esteem. One of the ways the relation of such shared esteem is emphasised in practice is through the development of talents that require intricate appreciation. Anyone who can display talents that do this is more likely thereby to appreciate the achievements of others. As Rawls puts this point:
the conditions for persons respecting themselves and one another would seem to require that their common plans be both rational and complementary: they call upon their educated endowments and arouse in each a sense of mastery, and they fit together into one scheme of activity that all can appreciate and enjoy.
The general problem that could be raised with this would be that such development cannot be one realised across the society. However Rawls understands the condition given here to be met if there are associations within which such appreciations can be developed and which therefore will be supportive of separate types of talents.
There is no general principle of perfection that is taken to be endorsed within the basic structure. Rather such a principle has earlier been rejected as unfitting for such a role and hence the diversity of talents is, by contrast, essential to the way that the plurality of goods is assumed within the society. Having laid out the general sense of self-respect and how it is to be understood Rawls next turns to the relationship between it and both "excellencies" and shame.
Shame is introduced at this point as it is understood by Rawls as the feeling of injury to self-respect. It implies, on this view, a particularly intimate connection to our person and to those who are especially close to us. However this definition of shame is not where Rawls leaves its discussion as he turns to giving an account of the reasons why shame is so understood. In order to do so Rawls develops his account of "excellencies" as shame will subsequently be related to this. Rawls thus distinguishes between goods that are primarily good for the one possessing them on the one hand and goods that are good for others as well as the one possessing them on the other. Exclusive goods that are owned only by certain persons are mainly understood to be belong in the former class whilst "natural assets and abilities" including such things as beauty and intelligence are in the latter class. People join together in appreciation of the latter class of goods and they are what Rawls terms the "excellencies". For the one possessing them they enable a sense of mastery in relation to activities to develop but they are also appreciated and valued by others and are thus, as Rawls puts it, "a condition of human flourishing".
Having outlined this account of the "excellencies" Rawls now returns to his account of shame and describes "natural" shame as arising from failure to exercise or display the excellencies. On these grounds one type of shame is manifested with regard to appearing to others to be lacking in grace or slow in understanding. Even should these qualities not be voluntary they affect self-respect and this is the basis for them producing shame. Rawls thus describes what he calls "natural" shame as based on perceived "blemishes" in the person experiencing it. Such shame relates either to generally valued qualities which we seem deficient in or, more especially, to failures with regard to our adopted rational plans.
However, interesting as Rawls' view of "natural" shame is, it is but a prolegomenon to his description of "moral" shame. This arises from combining the previous account of the "good person" with the account of "natural" shame. Someone is liable to "moral" shame inasmuch as the excellencies they particularly value are moral ones. So actions that betray the absence of the moral attributes so valued produce moral shame and a sense of a diminished self. There are a couple of grounds for this. The first is that the Kantian interpretation of the original position leads us to the view that the desire to do what is right and just is the main way for persons to express their nature and, similarly, from the Aristotelian Principle, it follows that this expression of their nature is a fundamental part of their sense of the good.
Rawls subsequently spends some time distinguishing between shame and guilt but the essential difference for him is that guilt is appropriately felt when someone acts contrary to their sense of right whilst shame indicates a failure of self-command. It is the inability to carry out aims that seem to us worthwhile that is productive of moral shame.
In the final section of Chapter VII Rawls turns to a series of contrasts between the right and the good, contrasts that illuminate the distinct places of these notions within his conception. The first difference is that the principles of the right are what would be chosen in the original position whilst the principles of deliberative rationality that are central to pursuit of the good would not be chosen. There is no necessity for an agreement on the principles of rational choice as each person is free to plan their life as they please assuming that their plans are consistent with the principles of justice. The general desire for the primary goods is assumed and that of self-respect taken to be essential to all but there is no need to assume agreement on all the standards of choice with regard to the good. Secondly, pluralism with regard to the good is taken to be a good thing whilst this is not a good thing with regard to the right. There is no need for a publicly accepted judgment of the good of individuals in the way that there is such a need with regard to the right. Thirdly, applications of the principles of justice are restricted by the veil of ignorance whilst evaluations of the good require full reference to facts. The latter is so as the good relates to talents and talents are developed by individuals in distinct ways that cannot be specified in advance.
Monday, 9 April 2012
Rawls and Practical Reason
In my last posting on Rawls I looked at the account of the "thin" theory of the good with which Chapter VII of A Theory of Justice opens. In this posting, by contrast, I'm going to set out to provide a summary of the work in sections 63-5 of Theory where, effectively, Rawls provides a general description of practical reason. By saying this is a general description of practical reason I don't mean to suggest that it is any more, though, than a structure of deliberation that fits something like the overall task of indicating how end-oriented rationality is to be seen. Thus it is far from equivalent to a Kantian picture of pure practical reason, providing something more like a prolegomena of ground that would have been covered if Kant had described in sufficient detail how hypothetical imperatives work.
Rawls opens section 63 by stating that he has, up to this point in the chapter, only discussed the first stages of the definition of good in which no questions were asked as yet about the rationality of the ends taken as given. However we do often inquire into the rationality of ends (equated here with 'desires') and this is necessary if the account of the good is to be fit for the theory of justice. In making these claims Rawls draws explicitly on the American Idealist thinker Josiah Royce and his view of a person. Royce is said by Rawls to treat persons as human lives ordered according to a plan. When the plan is a "good" one then the person's conception of his good is rational.
Two conditions for this conception of a rational plan of life are next added, to the effect that such a plan has to be consistent with the principles of rational choice applied to the relevant features of the person's situation and their plan has to be chosen with "full deliberative rationality", a notion left vague in section 63 but the subject-matter of section 64. Finally, a person's interests and aims are rational "if and only if" they are to encouraged and provided for by the plan rational to that person. Before discussing the principles of rational choice Rawls first expands upon the conception of a rational plan. Plans vary for individuals in relation to endowments and circumstances, involve provision over time and include a notion of postponement as one of the elements of rational choice. In a general sense a plan is something like a "hierarchy" of sub-plans involving often implicit commitments in terms of prioritisation. A plan incorporates some sense of the primary goods and a sense of scheduling.
After setting out this generic picture of a "plan" Rawls turns next to principles of rational choice (though, with the notion of postponement, he has already stated one). The first principle is that of "effective means" which holds that we are to adopt the alternative, assuming there are alternatives available for realising a given end, which realises it in the "best" way. Otherwise put, with the "least expenditure of means". The second principle is that one plan is to be preferred to another if its execution would achieve all of the desired aims of the other plan and one or more aims in addition. This is a principle Rawls terms that of "inclusiveness". The third principle is that of the "greater likelihood" which favours a plan that makes it probable that ends will be realised whilst other aims are not less likely to be attained. These first three principles apply most obviously to short-term plans.
Rawls now moves on to long-term plans including the longest term plan of all, what one should do with one's life. The principle of inclusiveness has application also with regard to this as do the others already listed. The discussion of the principle of inclusiveness with regard to long-term plans is, however, more complex than that of the others since future desires and orientations are not evident to us now. This is why Rawls mentions here for the first time the notion of the Aristotelian Principle to which he devotes the whole of section 65 but which here is simply specified as saying that we have a higher-order desire to follow the principle of inclusiveness. A more comprehensive plan involves more complex combination of abilities and the Aristotelian Principle is that "other things being equal, human beings enjoy the exercise of their realised capacities", an enjoyment that increases the more the capacity is realised. This shows why we enjoy an activity the more proficient we become at it.
The three principles first given are what Rawls terms "counting principles" and alone they are insufficient, he adds, to order plans. This is one reason why there is appeal often made to principles of maximisation as a way of definitely solving such a problem of ordering. In contrast to such an appeal Rawls next follows Henry Sidgwick in developing an idea of deliberative rationality. On this view: "An individual's good is the hypothetical composition of impulsive forces that results from deliberative reflection meeting certain conditions". So a rational plan is one that would be picked out following principles of rational deliberation when the agent reviewed what it would be like to realise these plans.
The situation in which this conception is laid out is, however, highly idealised since it assumes that the best plan for an individual would be one adopted in the light of full information, something which is never given. So the agent has to make do with the information that is given and is fallible. The process of such deliberation is governed also by the formal rule that specifies its range of operation when Rawls adds that reflection should continue up to the point that benefits from improving the plan come to be out-weighed by the costs of further deliberation. Further Rawls builds in a "realistic" assumption to the effect that different individuals will value the process of deliberation in different degrees.
One of the points involved in such deliberation is consideration of the genesis of wants since this often teaches us which desires are most strongly felt. The principle of postponement also counsels us to leave our options open in cases where this is possible. A further principle that affects deliberation is that of continuity in the sense that the plan is one we take to have a unity over time. Similarly we are to assume the advantages of rising expectations with regard to the plan as time advances. This latter point assumes that a characteristic of a rational plan is that it is not discarded subsequently. This leads Rawls to the view that: "the guiding principle [is] that a rational individual is always to act so that he need never blame himself no matter how his plans finally work out". This is described later as a principle of responsibility to self.The principle of responsibility to self is subsequently described by Rawls as resembling a principle of right. It applies in the original position so that the parties involved in it would not accept a conception of justice that would surely later lead to self-reproach.
Section 65 concerns the "Aristotelian Principle" but Rawls opens this section with a discussion of what he terms some "general facts". These include the broad features of desires and needs as affected by physiological and other circumstances, such as maturation, growth and social interdependency. Goods include such things as friendship and meaningful work and they involve social interdependency as achieving them often requires contributions from others.
The Aristotelian Principle is added to these points as indicative of a sense of enjoyment that is involved in exercising our faculties and that, of two activities we do equally well, the one that draws on a larger repertoire of activities is preferred. The Aristotelian Principle thus includes a form of the principle of inclusiveness but it is also an important principle of motivation. It also includes recognition of the shift that occurs over time as increasing complexity is favoured in objects of attention. Learning, for example, which is often difficult, is nonetheless accompanied by satisfaction as tasks are met. There is an upper limit of difficulty and an equilibrium state is one where the effort and the satisfaction balance one another.
Rawls describes the Aristotelian Principle as a "natural fact" and concludes from this that it is rational to realise and train mature capacities. It states, however, only a tendency and not an invariable principle of choice but place has to be left in the design of social institutions for its operation. It is indeterminate in terms of the specific activities any one may prefer but shows that people, as they concentrate on an activity tend to become more proficient with regard to it and take pleasure in this increasing proficiency. But it is not the case that all activities are related to in similar ways which is why routine is favoured for simpler activities.
Rawls also terms the Aristotelian Principle a "deep psychological fact" that is part of the background that regulates considered judgments of value. It is also a principle that Rawls assumes connects to the primary good of self-respect.
Rawls opens section 63 by stating that he has, up to this point in the chapter, only discussed the first stages of the definition of good in which no questions were asked as yet about the rationality of the ends taken as given. However we do often inquire into the rationality of ends (equated here with 'desires') and this is necessary if the account of the good is to be fit for the theory of justice. In making these claims Rawls draws explicitly on the American Idealist thinker Josiah Royce and his view of a person. Royce is said by Rawls to treat persons as human lives ordered according to a plan. When the plan is a "good" one then the person's conception of his good is rational.
Two conditions for this conception of a rational plan of life are next added, to the effect that such a plan has to be consistent with the principles of rational choice applied to the relevant features of the person's situation and their plan has to be chosen with "full deliberative rationality", a notion left vague in section 63 but the subject-matter of section 64. Finally, a person's interests and aims are rational "if and only if" they are to encouraged and provided for by the plan rational to that person. Before discussing the principles of rational choice Rawls first expands upon the conception of a rational plan. Plans vary for individuals in relation to endowments and circumstances, involve provision over time and include a notion of postponement as one of the elements of rational choice. In a general sense a plan is something like a "hierarchy" of sub-plans involving often implicit commitments in terms of prioritisation. A plan incorporates some sense of the primary goods and a sense of scheduling.
After setting out this generic picture of a "plan" Rawls turns next to principles of rational choice (though, with the notion of postponement, he has already stated one). The first principle is that of "effective means" which holds that we are to adopt the alternative, assuming there are alternatives available for realising a given end, which realises it in the "best" way. Otherwise put, with the "least expenditure of means". The second principle is that one plan is to be preferred to another if its execution would achieve all of the desired aims of the other plan and one or more aims in addition. This is a principle Rawls terms that of "inclusiveness". The third principle is that of the "greater likelihood" which favours a plan that makes it probable that ends will be realised whilst other aims are not less likely to be attained. These first three principles apply most obviously to short-term plans.
Rawls now moves on to long-term plans including the longest term plan of all, what one should do with one's life. The principle of inclusiveness has application also with regard to this as do the others already listed. The discussion of the principle of inclusiveness with regard to long-term plans is, however, more complex than that of the others since future desires and orientations are not evident to us now. This is why Rawls mentions here for the first time the notion of the Aristotelian Principle to which he devotes the whole of section 65 but which here is simply specified as saying that we have a higher-order desire to follow the principle of inclusiveness. A more comprehensive plan involves more complex combination of abilities and the Aristotelian Principle is that "other things being equal, human beings enjoy the exercise of their realised capacities", an enjoyment that increases the more the capacity is realised. This shows why we enjoy an activity the more proficient we become at it.
The three principles first given are what Rawls terms "counting principles" and alone they are insufficient, he adds, to order plans. This is one reason why there is appeal often made to principles of maximisation as a way of definitely solving such a problem of ordering. In contrast to such an appeal Rawls next follows Henry Sidgwick in developing an idea of deliberative rationality. On this view: "An individual's good is the hypothetical composition of impulsive forces that results from deliberative reflection meeting certain conditions". So a rational plan is one that would be picked out following principles of rational deliberation when the agent reviewed what it would be like to realise these plans.
The situation in which this conception is laid out is, however, highly idealised since it assumes that the best plan for an individual would be one adopted in the light of full information, something which is never given. So the agent has to make do with the information that is given and is fallible. The process of such deliberation is governed also by the formal rule that specifies its range of operation when Rawls adds that reflection should continue up to the point that benefits from improving the plan come to be out-weighed by the costs of further deliberation. Further Rawls builds in a "realistic" assumption to the effect that different individuals will value the process of deliberation in different degrees.
One of the points involved in such deliberation is consideration of the genesis of wants since this often teaches us which desires are most strongly felt. The principle of postponement also counsels us to leave our options open in cases where this is possible. A further principle that affects deliberation is that of continuity in the sense that the plan is one we take to have a unity over time. Similarly we are to assume the advantages of rising expectations with regard to the plan as time advances. This latter point assumes that a characteristic of a rational plan is that it is not discarded subsequently. This leads Rawls to the view that: "the guiding principle [is] that a rational individual is always to act so that he need never blame himself no matter how his plans finally work out". This is described later as a principle of responsibility to self.The principle of responsibility to self is subsequently described by Rawls as resembling a principle of right. It applies in the original position so that the parties involved in it would not accept a conception of justice that would surely later lead to self-reproach.
Section 65 concerns the "Aristotelian Principle" but Rawls opens this section with a discussion of what he terms some "general facts". These include the broad features of desires and needs as affected by physiological and other circumstances, such as maturation, growth and social interdependency. Goods include such things as friendship and meaningful work and they involve social interdependency as achieving them often requires contributions from others.
The Aristotelian Principle is added to these points as indicative of a sense of enjoyment that is involved in exercising our faculties and that, of two activities we do equally well, the one that draws on a larger repertoire of activities is preferred. The Aristotelian Principle thus includes a form of the principle of inclusiveness but it is also an important principle of motivation. It also includes recognition of the shift that occurs over time as increasing complexity is favoured in objects of attention. Learning, for example, which is often difficult, is nonetheless accompanied by satisfaction as tasks are met. There is an upper limit of difficulty and an equilibrium state is one where the effort and the satisfaction balance one another.
Rawls describes the Aristotelian Principle as a "natural fact" and concludes from this that it is rational to realise and train mature capacities. It states, however, only a tendency and not an invariable principle of choice but place has to be left in the design of social institutions for its operation. It is indeterminate in terms of the specific activities any one may prefer but shows that people, as they concentrate on an activity tend to become more proficient with regard to it and take pleasure in this increasing proficiency. But it is not the case that all activities are related to in similar ways which is why routine is favoured for simpler activities.
Rawls also terms the Aristotelian Principle a "deep psychological fact" that is part of the background that regulates considered judgments of value. It is also a principle that Rawls assumes connects to the primary good of self-respect.
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